Yahoo! Finance Search - Finance Home - Yahoo! - Help
EDGAR
Online

Quotes & Info
Enter Symbol(s):
e.g. YHOO, ^DJI
Symbol Lookup | Financial Search
ATCS.PK > SEC Filings for ATCS.PK > Form 8-K on 15-Jun-2009All Recent SEC Filings

Show all filings for APOGEE TECHNOLOGY INC | Request a Trial to NEW EDGAR Online Pro

Form 8-K for APOGEE TECHNOLOGY INC


15-Jun-2009

Entry into a Material Definitive Agreement, Creation of a Direct Financial


ITEM 1.01 ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT.

On June 10, 2009, Apogee Technology, Inc. ("Apogee") received $50,000 in proceeds from the sale of two promissory notes. Mr. David Spiegel loaned the company $25,000 pursuant to the promissory note attached hereto and TYJO Corporation Money Purchase Pension Plan loaned the company $25,000 pursuant to the promissory note attached hereto. The promissory notes bear simple interest of 8% per year and are to be repaid in cash after 180 days.

The promissory note are attached hereto as Exhibits 99.1, and 99.2 and are incorporated herein by reference.



ITEM 2.03 CREATION OF A DIRECT FINANCIAL OBLIGATION OR AN OBLIGATION UNDER AN OFF-BALANCE SHEET ARRANGEMENT OF THE REGISTRANT.

The information required by this Item 2.03 is set forth in Item 1.01 above, which is incorporated herein by reference.



ITEM 3.02 UNREGISTERED SALES OF EQUITY SECURITIES

Associated with the promissory notes discussed above are warrants. The warrants are a three (3) year warrants with a strike price of $1. The warrants represent 2,500, and 6,250, for Mr. David Spiegel and TYJO Corporation Money Purchase Pension Plan, respectively, as added consideration for the Notes. These warrants, and the warrants previously issued to Mr. David Spiegel and TYJO Corporation Money Purchase Pension Plan pursuant to earlier promissory notes, have been documented using the form of warrant, Exhibit 99.3, attached.



ITEM 9.01 FINANCIAL STATEMENTS AND EXHIBITS.

(d) Exhibits

Exhibit
Number                                  Description

99.1      Promissory Note dated as of June 10, 2009 by and between Apogee
          Technology, Inc. and David Spiegel
99.2      Promissory Note dated as of June 10, 2009 by and between Apogee
          Technology, Inc. and TYJO Corporation Money Purchase Pension Plan
99.3      Form of Warrant


  Add ATCS.PK to Portfolio     Set Alert         Email to a Friend  
Get SEC Filings for Another Symbol: Symbol Lookup
Quotes & Info for ATCS.PK - All Recent SEC Filings
Sign Up for a Free Trial to the NEW EDGAR Online Pro
Detailed SEC, Financial, Ownership and Offering Data on over 12,000 U.S. Public Companies.
Actionable and easy-to-use with searching, alerting, downloading and more.
Request a Trial      Sign Up Now


Copyright © 2010 Yahoo! Inc. All rights reserved. Privacy Policy - Terms of Service
SEC Filing data and information provided by EDGAR Online, Inc. (1-800-416-6651). All information provided "as is" for informational purposes only, not intended for trading purposes or advice. Neither Yahoo! nor any of independent providers is liable for any informational errors, incompleteness, or delays, or for any actions taken in reliance on information contained herein. By accessing the Yahoo! site, you agree not to redistribute the information found therein.